Friday 17 February 2012

People’s Participation in Urban Governance –A Myth or Reality



Introduction

Late Prime Minister Shri Rajiv Gandhi initiated the drive for people’s participation in local governance at the grassroots level since the 80’s, which finally led to the 73rd and the 74th Amendment to the Indian Constitution providing a comprehensive structure for rural and urban local self-government institutions. The Constitution (73rd Amendment) Act, 1992 (commonly referred to as the Panchayati Raj Act) went into effect on April 24, 1993, and the Constitution (74th Amendment) Act, 1992 (the Nagarpalika Act), on June 1, 1993. The amendments mandated reservations of positions in these local bodies for women and for individuals from two traditionally disadvantaged (and constitutionally recognised) groups: Scheduled Castes and Scheduled Tribes[1], thus endorsing the principle of participatory democracy, which involves governance with direct involvement of the people.  ‘Power to the people’ was the crux of these Amendments.

The Constitution (74th Amendment) Act provides a framework to enable participation of citizens in urban governance.  The 74th Amendment which was adopted by the Parliament in 1993, for the first time in India’s Constitutional history accorded constitutional status to Municipal Corporations as the vehicles of urban local self-government and sought to improve the functioning of Municipalities through decentralisation accompanied by accountability, responsiveness and transparency[2]. Decentralised Democracy in a Federal Structure meant devolution of powers from centre to state and from state to the local level. Thus a third tier of governance was created by the constitutional amendment to endorse decentralisation.

Civic bodies were constantly faced with new challenges thrown up by the ever increasing population, growing informal sector, increasing levels of people below poverty line and spontaneous built housing, causing tremendous stress on civic amenities and infrastructure. Investments in social and physical infrastructure have often been found to be grossly inadequate to meet pace of growth in urban areas.

To cope with these challenges and to increase people’s participation in governance, the 74th Constitution Amendment was introduced. The primary aim was to take the power to the people in order to give them a responsive mechanism for provision of local goods and services. This necessitated links between citizens groups and local government, unlike the existing governing mechanisms where emphasis was on governance with authority with limited scope for people’s participation.

The 74th Amendment introduced Wards Committees in Municipal Corporations (Article 243 -S) to enable people to prioritise execution of basic civic amenities in their wards and thus improve the quality of governance by enunciating their active and direct participation. Such interaction would help deepen the process of democratisation also of the civic administration.

However an in-depth study of implementation of 74th Amendment in Municipal Corporations in Maharashtra (case study of Mumbai and Nashik Municipal Corporations) has reiterated the fact that many Amendments though drafted excellently can be reduced to a meaningless exercise.

Implementation of 74th Amendment in Maharashtra and Genesis of Wards Committees

The local governments being a state subject in Schedule Seven of the Indian Constitution, any legislation reforming the structure of local government has to, ultimately, be enacted at the state level. The first task of the states was therefore to pass conformity acts, which either introduced new legislation or amended existing legislation, to bring the state laws into line with the provisions of the amendment. Under the amendments, states had a year, from the date the amendment went into effect, to do so[3]. The 74th Amendment gave the mandate to the State Legislatures to decide upon the composition of Wards Committees as well as the manner in which the seats in the Wards Committees were to be filled. Thus apart from the elected members who represent the wards, nomination of other members is left to the discretion of the state governments.

Though the 74th Amendment was promulgated in 1994 in Maharashtra through state conformity legislation – The Maharashtra Municipal Corporations and Municipal Councils (Amendment) Act 1994; Wards Committees were formed in Municipal Corporations in Maharashtra only after the NGOs filed an Writ Petition in the High Court in 1999; so that the Court could give direction that Wards Committees be set up throughout the State of Maharashtra pursuant to the 74th Constitutional Amendment and the respective state conformity legislation, and that the State of Maharashtra codify specific norms for the selection of Non-Governmental Organisations (NGOs) and Community Based Organisations (CBOs) for participating in the functioning of the Wards Committee[4].

The very fact that neither the State Government nor the elected political representatives in civic bodies or in the Legislative Assembly raised this issue nor tried to implement this amendment, which was applied only after judicial intervention, only shows how much interest these public bodies had in introducing democracy at the grassroots level and how much respect they have for Constitution of India. Apparently they were not keen on decentralisation of power and introducing transparency, accountability and responsiveness in civic administration.

74th Amendment and Three-Tier Governance in Maharashtra
The 74th Amendment envisages three - tier governance. Three types of municipalities in a State - (a) Nagar Panchayat for a transitional area, (b) Municipal Council for a smaller urban area, and (c) Municipal Corporation for a larger urban area[5].
The population criteria: Population above 3,00,000 comprises a Municipal Corporation.

According to the Amendments to the Maharashtra Municipal Councils Act, 1965, (Amendment of section 4 of Mah. XL of 1965): -
  • Population above 1 lakh up to 3 lakhs is ‘A’ Class Municipal Council;
  • Population above 40,000 but less than 1 lakh comprises of ‘B’ Class Municipal Councils and
  • Population of 40,000 or less shall be ‘C’ Class[6].
  • The areas having population of ten thousand and not more than twenty-five thousand are categorised as Nagar Panchayats[7].

There are 22 Municipal Corporations in Maharashtra, 221 Municipal Councils out of which 18 are A Class Councils, 61 are B Class Councils and 142 are C Class Councils and there are three Nagar Panchayats in Maharashtra[8].
Since Wards Committees were to be formed in accordance with population criteria, i.e. for a population of 3,00,000 or more; Wards Committees were formed only in the Municipal Corporations in Maharashtra.  That too only 16 Municipal Corporations out of 22 Corporations had formed Wards Committees till 2004.

Who Comprises of Wards Committees?

The Wards Committees were to consist of: -
·        The Councillors representing the electoral wards within the territorial area of the Wards Committee;
·        The Officer in charge of the territorial area of the Wards Committee i.e. Ward Officer (Assistant Municipal Commissioner); and
·        Three members from NGO’s or CBO’s nominated by the Councillors [vide a Maharashtra Government Notification - Maharashtra Municipal Corporations, Municipal Councils and Nagar Panchayats[9] (norms for representation to the Non Government Organisations and Community Based Organisations in the Wards Committees) Rules, 1999].

Population Criteria and Proximity

According to 74th Amendment, and state legislation of 1994, the Municipal Corporations in Maharashtra were to have number of Wards Committees proportionate to the population criteria. The criterion has been showed in Table No.1.

Table No.1

Population
Minimum number of Wards Committees
Additional Wards Committees for Additional Population
Maximum Number of Wards Committees
Above 3 lakhs and up to 4.5 lakhs
3
 ….
4
Above 4.5 lakhs and up to 12 lakhs
4
1,50,000
9
Above 12 lakhs and up to 24 lakhs
9
3,00,000
13
Above 24 lakhs
13
6,00,000
25
Source: Maharashtra Act No. XLI 1994.
For population above 24 lakhs the minimum number of Wards Committees according to the criteria was 13 and maximum was 25. But in Municipal Corporation of Greater Mumbai (MCGM) the numbers of Wards Committees formed are only 16 when there are 24 administrative wards for a population of 1,19,14398 (Census 2001); whereas in Nashik Municipal Corporation (NMC) there are 6 ward committees for a population of 10,76,967  (Census 2001).  The population per Wards Committee in Mumbai ranges from 6 to 8 lakhs while in Nashik it ranges from 1,30,000 to 2,00,000.  Thus the idea of direct participation in urban governance by people is defeated due to huge population in the Wards Committees[10].
Wards Committees Functions Confined to Basic Services
The Wards Committees largely adhere to the constitutional provisions made in the Acts in MCGM as well as in NMC. The functions are:
·        The speedy redressal of common grievances of citizens, connected with local and essential municipal services like water supply, drainage, sanitation and storm water disposal;
·        To grant administrative approval and the financial sanctions to the plans for municipal works to be carried out within territorial area of the Wards Committees costing upto Rs 5 lakh;
·        To consider and make recommendations on the proposals regarding estimates of expenditure pertaining to the wards under different heads of the accounts of budget before being forwarded [11]to the Commissioner.
However, the functions accorded to the Wards Committees are far marginal than what were enunciated by the 74thAmendment. The State Government has given marginal powers to Wards Committees vide Maharashtra Municipal Corporation and Council (Amendment) Act, 1994 confining it to provision of basic civic services. The Wards Committees perform a ceremonial role in giving financial sanction and administrative approval to proposals up to Rs 5 lakhs. Important functions mentioned in the Twelfth schedule of the Constitution such as planning for social and economic development, public health, slum improvement and upgradation, urban poverty alleviation, provision of urban amenities and facilities such as parks, gardens and playgrounds have been excluded from the purview of the Wards Committees. 

Has There Been Peoples’ Participation in Wards Committees?
Even though there has been a notification issued on inclusion of NGOs/ CBO representatives in Wards Committees in Maharashtra in September 1999, very few Municipal Corporations have seen their inclusion in the Wards Committees.  Navi Mumbai Municipal Corporation, Ulhasnagar Municipal Corporation, Pimpri-Chinchwad Municipal Corporation, Pune Municipal Corporation and Municipal Corporation of Greater Mumbai are some of the Municipal Corporations who have nominated NGO / CBO representatives in wards committees[12]. Nashik Municipal Corporation does not have NGO/CBO nominated members in Wards Committees.
Though the 16 Wards Committees were formed in January 2000 in Mumbai, the NGO/CBO members were nominated only by 2002. Eleven Wards Committees have nominated members whereas five Wards Committees do not have nominated members.
The sprinkling of three NGOs or CBOs has proved to be ineffective in raising people’s issues in Wards Committees. The chief reason being ambiguity of their status. It is found that the nominated members in Mumbai are demanding the right to vote on the assumption that their status in the Wards Committees is on par with the Councillors. The fact that only those members from NGOs and CBOs who have good equations with political parties have been nominated by the councillors to the Wards Committees speaks volumes about politicisation of nominated members in Wards Committees.
It is found that hardly any NGO/ CBO nominated members are vocal in the Wards Committees’ meetings. This is a big setback in the process of people’s participation and transparency. The NGO/ CBO inclusion in the Wards Committees was done with a purpose of taking the power to the people. However, majority of the NGO/ CBO Wards Committees’ members have not shown the inclination of taking people into confidence by either circulating Wards Committees’ agenda or minutes into various localities and generating public opinion or by asking public about their requirements and ensuring participatory budgetary process.  
Suggestions for Effective Functioning of Wards Committees
The Wards Committees can work effectively if the State Government delegates adequate financial and administrative powers to them. It is observed that the Wards Committees have limited powers and scope thus reducing it to a powerless body, which is merely giving administrative approval and financial sanctions. Addition of functions such as education, public health, slum improvement and upgradation, planning for socio-economic development, poverty alleviation, provision of urban amenities and facilities like parks, gardens and play grounds will make the functioning of Wards Committees more effective. 
The right to prepare Ward Budget and implement works at ward level can definitely improve the functioning of the Wards Committees. Such an attempt was made in the Nashik Municipal Corporation. A separate budget of Rs.4 crore was provided for Wards Committees in 2003-04 but never implemented.  There is a need to decentralise power of the General Body of the Corporation[13] and give more powers to the Wards Committees.
Participation of people in Wards Committees is minimal as meetings of the Wards Committees are not open for people’s participation nor are the minutes easily available for the people. Thus people are not directly participating in the decision-making process. Even the three nominated NGO/CBO members have not been effectively ensuring people’s participation. Thus there is a need to review this arrangement and widen the platform of Wards Committee to enhance people’s participation. This could be done by organising Ward Sabhas to assess civic needs of the people followed by redressing their grievances or by opening up Wards Committees to people thus enabling them to participate. Since the population per Wards Committees in MCGM ranges from 6 to 8 lakhs, proximity of people is a serious casualty. There is a need to review the criteria of Wards Committees per administrative ward and decentralise it further to the level of electoral ward. People’s participation could be enhanced by allowing a cross section of people such as representatives of co-operative housing societies, chawl committees, educational institutions, health services, social workers and professionals residing within the territorial area of Wards Committee to attend the Wards Committees meetings.
The media should be allowed to cover the Wards Committees’ meetings. In Nashik Municipal Corporation, the print media and the electronic media regularly cover the Wards Committees meetings and reports appear in the newspapers as well as on television. Thus the people are aware of the existence of Wards Committees.
Print media could publish the proceedings of the meetings and live coverage of the meetings by electronic media would generate awareness regarding the issues discussed in the meeting and the decisions therein. This could ensure transparency as well as enhanced participation.  The functioning of the Wards Committee will become effective if a cross-section of people from all strata of society come together and work in co-ordination with elected representatives and the bureaucracy. This will give rise to a truly representative as well as participatory democracy with effective checks and balances.

These excerpts are from the chapter –Functioning of Wards Committees in Maharashtra: A Case Study by Chandana Shetye  (YUVA) from the book ‘People’s Participation in Urban Governance’ edited by K.C. Sivaramkrishnan (former Urban Development Secretary – Government of India), Published for Institute of Social Sciences, by Concept Publishing Company, New Delhi - 110059, 2006.




[1] Chaudhuri Shubham, 2003, What difference does a constitutional amendment make? The 1994 Panchayati Raj Act and the attempt to revitalize rural local government in India, Department of Economics, Columbia University. http://sticerd.lse.ac.uk/dps/decentralisation/india.pdf, referred on 17th March 2007.
[2] Shetye Chandana, 2006, Functioning of Wards Committees in Maharashtra: A Case Study, in Sivaramkrishnan K.C. (edit), People’s Participation in Urban Governance, Published for Institute of Social Sciences, by Concept Publishing Company, New Delhi- 110059.
[3] Chaudhuri Shubham, 2003, What difference does a constitutional amendment make? The 1994 Panchayati Raj Act and the attempt to revitalize rural local government in India, Department of Economics, Columbia University. http://sticerd.lse.ac.uk/dps/decentralisation/india.pdf, referred on 17th March 2007.
[4] Shetye Chandana, 2006, Functioning of Wards Committees in Maharashtra: A Case Study, in Sivaramkrishnan K.C. (edi), People’s Participation in Urban Governance, Published for Institute of Social Sciences, by Concept Publishing Company, New Delhi- 110059.
[5] The Constitution (Seventy-Fourth Amendment) Act, 1992
[6] Maharashtra Act. No. XLI of 1994, Maharashtra Government.
[7] Ibid
[8] Directorate of Municipal Administration, 2004 data.
[9] Shetye Chandana, 2006, Functioning of Wards Committees in Maharashtra: A Case Study, in Sivaramkrishnan K.C. (edit), People’s Participation in Urban Governance, Published for Institute of Social Sciences, by Concept Publishing Company, New Delhi- 110059.

[10] Ibid
[11] Ibid
[12] Data gathered from the respective Municipal Corporations in 2004.
[13] Most of the functions mentioned in Twelfth Schedule are given to General Body of the Corporation.

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